FINRA member firm's arbitration blows up in its face as former employee wins.
In the Matter of the Arbitration Between William and Henry Associates, Claimant/Counter-Respondent, v. Anna Marie Jacob, Respondent/Counter-Claimant/Third-Party v. David Joel Iannini, Third-Party Respondent (FINRA Arbitration)
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Barred for Starting Broker-Dealer
In the Matter of Charles Gonzalez, Respondent (FINRA AWC)
Fine and Suspension for Discretionary Trading
In the Matter of Gregory Rusnak, Respondent (FINRA AWC )