Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW

February 16, 2019

Request for rulemaking to address how digital assets are regulated once a trade occurs (Public Petition to SEC for Rulemaking)

Request for rulemaking to clarify, improve and strengthen certain aspects of the SEC Whistleblower Program  (Public Petition to SEC for Rulemaking)

SEC Charges Former Senior Attorney at Apple With Insider Trading (SEC Release)

Former Director Of Corporate Law At Global Technology Company Charged With Insider Trading (DOJ Release)

GUEST BLOG:  To Hold and Have Not by Aegis Frumento Esq 
( Blog)

Deloitte Japan Charged With Violating Auditor Independence Rules (SEC Release)

Owner Of New York Investment Fund Pleads Guilty To Committing $22 Million Scheme To Defraud Investors (DOJ Release)

Man Pleads Guilty to $20 Million Fraud and Ponzi Scheme (DOJ Release)