PERSONAL STATEMENT by BILL SINGER: Upset FINRA Board of Governors Election.
FINRA Arbitrators Award UBS Wealth Management Team Member $750,000 Against Former Team Members. In the Matter of the Arbitration Between Mark Gilbert, Claimant, vs. Eileen Berman and Brian Lowenthal, Respondents (FINRA Arbitration Decision 18-02681)
Two from Akron sentenced to prison for using more than $38,000 in counterfeit $100 bills to buy iPads, Apple watches and other items at stores such as Target, Best Buy and Dick's Sporting Goods (DOJ Release)
Jury Returns Conviction in On-Line Dating Fraud Conspiracy (DOJ Release)
Delaware Businessman Sentenced to Federal Prison In Multi-Million Dollar Ponzi Scheme (DOJ Release)
SEC Charges Head Sales Agent in South Florida Alternative Investments Scheme (SEC Release)
FINRA Fines and Suspends Rep Who Impersonated Customers in Calls to Mutual Fund. In the Matter of John Hunter Tillotson, Respondent (FINRA AWC)
FINRA Fines and Suspends UBS Rep Over Variable Annuities Exchanges. In the Matter of David Rookasin, Respondent (FINRA AWC)