Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/571... Read On
GUEST BLOG: COVID-19's Impact on Financial Advisors / How the Pandemic is Changing the Way Advisors Work by Michael King of Michael King Associates (B... Read On
Finders Keepers Losers Weepers Ends With FINRA Bar (BrokeAndBroker.com Blog)Wall Street clearing firm proposes 1-day trade settlement after Robinhood ... Read On
Attorney General James Ends Virtual Currency Trading Platform Bitfinex's Illegal Activities in New York / Bitfinex and Tether Must Submit to Mandatory... Read On
Morgan Stanley, RBC team tangle over $600M of client assets and advisor prenup (Financial Planning by Andrew Welsch)Rowing on the SEC's Whistleblower ... Read On
Operator Of Highrise Advantage, LLC Indicted For Over $57 Million In Investment Fraud (DOJ Release)The Long Strange Trip of Rubin v. Mangan et al.Rene... Read On