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• Securities Industry Commentator by Bill Singer Esq

  July 23, 2019

  TD Ameritrade launches an in-car feature that lets drivers check stocks, get prices while in traffic (CNBC.com)https://www.cnbc.com/2019/07/22/were-ge... Read On

• Securities Industry Commentator by Bill Singer Esq

  July 22, 2019

  Small Fish Fry on Wall Street Reeks of FINRA Insincerity (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4709/finra-awc-fuzie/Why is it th... Read On

• Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW

  July 20, 2019

  Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/469... Read On

• Securities Industry Commentator by Bill Singer Esq

  July 19, 2019

  WARNING: The Securities Industry Commentator and the BrokeAndBroker.com Blog will be closed on Sunday July 21, 2019, as part of our publisher Bill Sin... Read On

• Securities Industry Commentator by Bill Singer Esq

  July 18, 2019

  SEC Charges Unregistered Broker Who Sold Retail Investors Securities in Fraudulent Scheme (SEC Release)https://www.sec.gov/litigation/litreleases/2019... Read On

• Securities Industry Commentator by Bill Singer Esq

  July 17, 2019

  Federal Court Says Put A Fork In It 'Cause This Lawsuit Against FINRA is Done! Scottsdale Capital Advisors Corporation, Plaintiff, v. Financial I... Read On

• Securities Industry Commentator by Bill Singer Esq

  July 16, 2019

  Nomura to Pay Misled Bond Customers $25 Million to Settle SEC Charges (SEC Release)https://www.sec.gov/news/press-release/2019-131In response to ... Read On

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