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• Securities Industry Commentator by Bill Singer Esq

  May 22, 2019

  For those of you mourning the end of "Game of Thrones," try wrapping your head around this:Morgan Stanley executive suggested cash could be funneled t... Read On

• Securities Industry Commentator by Bill Singer Esq

  May 21, 2019

  Justice Department Seeks to Intervene in Private Class Action to Enforce Prohibition on Unlawful “No-Poach” Agreements / Settlement Prohibits Duke Uni... Read On

• Securities Industry Commentator by Bill Singer Esq

  May 20, 2019

  Member Firm Refuses to Produce Settlement Agreement in FINRA Expungement Arbitration (BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4601/... Read On

• Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW

  May 18, 2019

  Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/458... Read On

• Securities Industry Commentator by Bill Singer Esq

  May 17, 2019

  Wells Fargo Personal Banker Pleads Guilty to Money Laundering Charges (DOJ Release)https://www.justice.gov/usao-sdca/pr/wells-fargo-personal-bank... Read On

• Securities Industry Commentator by Bill Singer Esq

  May 16, 2019

  CFTC’s Division of Market Oversight Issues Statement on the Certification of ICE Futures (CFTC Release)https://www.cftc.gov/PressRoom/PressReleas... Read On

• Securities Industry Commentator by Bill Singer Esq

  May 15, 2019

  FINRA Launches Initiative to Simplify Firms’ Digital Experience with FINRA, Facilitating More Efficient and Effective Compliance Programs / Digit... Read On

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