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• Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW

  January 25, 2020

  Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/502... Read On

• Securities Industry Commentator by Bill Singer Esq

  January 24, 2020

  OCC Issues Notice of Charges Against Five Former Senior Wells Fargo Bank Executives, Announces Settlement With Others (OCC Release)Did a Federal Court... Read On

• Securities Industry Commentator by Bill Singer Esq

  January 23, 2020

  Go Ask Alice -- I mean, seriously, ask Alice and NOT (as in NEVER!) ask Allison; trust me, if you ask Allison, wonder awaits, along with some blunt in... Read On

• Securities Industry Commentator by Bill Singer Esq

  January 22, 2020

  Florida man pleads guilty to wire fraud for scheme to defraud investors with claims of successful commodities trading / Solicited more than $1 million... Read On

• Securities Industry Commentator by Bill Singer Esq

  January 21, 2020

  California man who falsely claimed ties to Moroccan Royal Family pleads guilty to $10 million dollar advance fee fraud scheme (DOJ Release)Chicago Inv... Read On

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