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• Securities Industry Commentator by Bill Singer Esq

  September 22, 2020

  Discovery Misconduct by FINRA Enforcement Prompts Tepid Response from Regulator (BrokeAndBroker.com Blog)Members of Stock Fraud Ring Indicted for Secu... Read On

• Securities Industry Commentator by Bill Singer Esq

  September 21, 2020

  Intellectual Siren Song (Remarks at the 7th Annual Conference on Financial Market Regulation by SEC Commissioner Hester Peirce)'FinCEN' documents repo... Read On

• Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW

  September 19, 2020

  Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/543... Read On

• Securities Industry Commentator by Bill Singer Esq

  September 18, 2020

  Former Foreign Exchange Trader Sentenced To Prison For Price Fixing And Bid Rigging (DOJ Release)In the Matter of the Claims for an Award in Connectio... Read On

• Securities Industry Commentator by Bill Singer Esq

  September 17, 2020

  Federal Court Affirms Federal Jurisdiction in FINRA Arbitration Appeal (BrokeAndBroker.com Blog)SEC Charges Private Company with Fraud (SEC Release)S... Read On

• Securities Industry Commentator by Bill Singer Esq

  September 16, 2020

  Chicago Nursing Home Executives Charged With Operating Ponzi Scheme (DOJ Release)Indian National Admits to Participating in Telemarketing Scam to Defr... Read On

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