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Street Sweeper by Bill Singer - Forbes.com
Beware of Alternative Higher Rates of Return For Your Fixed Income Portfolio
Thu, 02 Feb 2012 10:14:09 EST
NASAA Issues A Warning About Chasing Higher Rates of Returns -- But Is That A Moral Hazard? ... Read On
Bill Singer is a securities industry attorney who advocates on behalf of small- and mid-sized broker-dealers, registered persons, whistleblowers, and defrauded public investors. Bill Singer's Website
» Cases Of Note
» U4, U5 AND RE3
» Statutory Disqualification
» Outside Business
February 2, 2012
A special note from Bill Singer:Since I closed my own law firm in 2002, it has been quite the journey.  In the ensuing decade, I've had the privilege of working with some truly phenomenal lawyers at several excellent firms.  First and foremost, ... Read On
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A professional website design company focusing on high-end and Web 2.0 web design for all business types and industries across the world. One of the oldest web development firms in business since 1997. Specializing in Custom website development and programming, graphic design, print media, flash, and brand identity enhancement. Mention you found us here and receive 10% off your project!
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BrokerDealerPlace.com
Broker Dealer Place, Inc. your one-stop securities industry resource. Our company facilitates the buying and selling of broker dealers, RIA’s, and Assets. BD University is our on-line Continuing Education and Pre-licensing solution for the financial industry. VIP Place is a free securities social network exclusively for registered professionals.
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Boundless is an expert internal auditing and governance firm. We help organizations integrate and improve their ARCs – Audit, Risk, and Compliance activities - to safeguard reputation and fiduciary integrity
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Advisor Placement Group specializes in independent broker/dealer and RIA transitions. Our goal is to assume the due diligence and negotiations with potential independent firms, so that financial advisors can keep their focus on their business and clients. We are independent; we are not tied to any particular story or firm, allowing us to serve as the Advocate of the Advisor.
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Dante Fichera provides FINOP and accounting services to broker dealers nationwide.
Dante Fichera provides FINOP and accounting services to broker dealers nationwide. Dante also provides accounting, financial and performance reporting services to hedge funds. Dante has acted as CFO and FinOP for a number of broker dealers nationwide including introducing retail, investment banking, proprietary trading, and institutional trading firms. If you need experience at a reasonable fee contact Dante at 512-914-3773. Visit Dante Fichera
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