FINRA Arbitrator Orders Expungement of Customer Complaint Arising From Disputed Life Insurance Proceeds Amid Divorce Followed by Ex-Husband's Death. In the Matter of the Arbitration Between Wesley J. Cumbie, Claimant, v. MML Investor Services, LLC, Respondent (FINRA Arbitration Decision)
FBI Launches Sextortion Awareness Campaign in Schools / Youth Should Be On Guard Online (FBI Release)
Extortion Scheme Mastermind Sentenced For Conspiracy To Commit Wire Fraud (DOJ Release)
FINRA AWC Cites Prospective Customer, Possible Investor, and Proposal
NOTICE: Aegis Frumento Esq will be returning as a Guest Blogger to the BrokeAndBroker.com Blog on Thursdays, starting with September 5, 2019. Catch his new [IN]security column.
SEC Charges Attorney with Role in Investment Schemes (SEC Release)
Mint Hill, N.C. Man Is Charged With Wire Fraud And Aggravated Identity Theft For Stealing More Than $800,000 From An Elderly Victim (DOJ Release)