MR. BILL SINGER is an outspoken critic of ineffective regulation and an advocate for economic and political sanity. Singer provides legal counsel to securities-industry firms, registered persons, whistleblowers and defrauded investors. During his four-decade career, Singer has represented clients before regulatory organizations, in criminal investigations, and in Congressional investigations.

Singer is the publisher of RRBDLaw, Securities Industry Commentator, and Blog, which was rated as one of the industry's top eight destination websites and the leading legal/regulatory blog by "Investment News."
September 22, 2020
As with so many things in life and regulation, this one is all about nuance. We have a largely unsympathetic respondent, who does not seem to have had a firm grip upon his compliance obligations. Accordingly, FINRA filed charges and its sta... Read On
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