William McFarland Sentenced To 6 Years In Prison In Manhattan Federal Court For Engaging In Multiple Fraudulent Schemes And Making False Statements To A Federal Law Enforcement Agent (DOJ Release)
SEC Stops Fraudulent ICO That Falsely Claimed SEC Approval (SEC Release 2018-232)
SEC Obtains Preliminary Injunction in Alleged $345 Million Fraud (SEC Litigation Release No. 24313)
Customer Seeks $2 Million In Puerto Rico Bond Arbitration (BrokeAndBroker.com Blog)
Fugitive Lawyer Pleads Guilty in Connection with $21 Million Fraud Scheme (DOJ Release)
SEC Reopens Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants (SEC Release No. 2018-233)
Opening Statement at the SEC Open Meeting by Chairman Jay Clayton
Statement on Re-Opening Comment Period for Capital/Margin/Segregation for Security-Based Swap Dealers by Commissioner Robert J. Jackson Jr.
Statement on Re-Opening the Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers by Commissioner Elad L. Roisman
Statement on Commission Action Regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Capital Requirements for Broker-Dealers by Commissioner Kara M. Stein
Statement at Open Meeting on Re-Opening Comment Period for Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap by Commissioner Hester M. Peirce
