It's Not Just the WHO: How China Is Moving on the Whole U.N. / Despite his saber-rattling, Trump's pullback actually helps Beijing in its new, inside-baseball strategy to build influence (Politico by Kristine Lee)
Federal Courts Consider Disturbing FINRA Customer Arbitration Decision
(BrokeAndBroker.com Blog)
Torrington Financial Advisor Sentenced to Prison for Misappropriating Funds from Elderly Clients (DOJ Release)
Three Canadian Men Sentenced For Sweepstakes Fraud (DOJ Release)
SEC Denies Award to Whistleblower
In the Matter of the Claim for Award in Connection With [REDACTED] (Order Determining Whistleblower Award Claim)
SEC Awards Over $27 Million to Whistleblower (SEC Release)
SEC Wins Summary Judgment Against North Carolina Executive of Microcap Company for Issuing Fraudulent Press Releases (SEC Release)
CFTC Charges Florida Man and His Companies in Fraudulent Forex and Digital Asset Scheme (CFTC Release)
$20 Barrel Oil? West Texas Oilman Promises Profits Even Then (TSSB Release)
Majority of FINRA Arbitration Panel Finds Raymond James Defamed Former Employee
In the Matter of the Arbitration Between Raymond James Financial Services, Inc., Claimant, v. Eric Samuel Wilson, Respondent, v. Michael Carbajal, Lee Ann Jordan, and William Scott Schroth, Third Party Respondents (FINRA Arbitration Decision)
FINRA Fines and Suspends Ameritas Rep Over Falsified Customers' Signatures
In the Matter of Melissa A. Niederhauser, Respondent (FINRA AWC)
