Two Men Indicted For Allegedly Operating Multimillion Dollar Sports Betting Pyramid Scheme In Las Vegas / Defendants Allegedly Defrauded More Than 600 Investors (DOJ Release)
Russian Cybercriminal Sentenced to Prison for Role in $100 Million Botnet Conspiracy (DOJ Release)
SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2020 (SEC Release)
FINRA Fines and Suspends Rep over Borrowing from Two Customers
In the Matter of Timothy Aaron Engelmann, Respondent (FINRA AWC)
SEC Harmonizes and Improves "Patchwork" Exempt Offering Framework / Rule amendments harmonize registration exemptions, eliminating complexity and facilitating access to capital and investment while preserving or enhancing important investor protections (SEC Release)
Statement on Harmonizing, Simplifying and Improving the Exempt Offering Framework; Benefits to Small and Medium-Sized Business and Their Investors by SEC Chairman Jay Clayton
Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets by SEC Commissioner Hester M. Peirce
Statement at Open Meeting on Facilitating Capital Formation and Expanding Investment Opportunities by Improving Access to Capital in Private Markets by SEC Commissioner Elad L. Roisman
Statement on Amendments to the Exempt Offering Framework by SEC Commissioner Allison Herren Lee
Statement on Harmonization of Securities Offering Exemptions by SEC Commissioner Crenshaw
