Securities Industry Commentator by Bill Singer Esq WEEK IN REVIEW

June 26, 2021

BREAKING NEWS: Goldman Sachs Group, Inc., et al. v. Arkansas Teacher Retirement System, et al. (Opinion, United States Supreme Court, No.20-222 / June 21, 2021)

The Dangers of Working While Black on Wall Street / You're unlikely to get hired. From there, you're less likely to get promoted, and more likely to be fired. (The Nation by Susan Antilla)

Veteran Journalist Susan Antilla Discomforts Wall Street Over Racism ( Blog)

Pro Se Customer Claimant Awarded Damages in E*Trade Failure to Execute Arbitration
In the Matter of the Arbitration Between David White, Claimant, v. E*Trade Securities LLC, Respondent (FINRA Arbitration Award)

Two Architects Of Fraudulent Scheme Sentenced For Processing Over $150 Million Through U.S. Financial Institutions (DOJ Release)

Stock Promoters Charged In "Pump And Dump" Securities Fraud Scheme (DOJ Release)

SEC Charges Minnesota Man with Running a Pump-And-Dump Scheme (SEC Release)

SEC Order Determining Whistleblower Award Claim (Award Denied)

SEC Order Determining Whistleblower Award Claim ($4 million Award)

SEC Order Determining Whistleblower Award Claim (Two Awards)

Attorney Convicted of 28 Counts in FusionPharm Fraud Case Loses Federal Appeal ( Blog)