NOTE: Stipulations of Fact and Consent to Penalty (SFC); Offers of Settlement (OS); and Letters of Acceptance Waiver, and Consent (AWC) are entered into by Respondents without admitting or denying the allegations, but consent is given to the described sanctions & to the entry of findings. Additionally, for AWCs, if FINRA has reason to believe a violation has occurred and the member or associated person does not dispute the violation, FINRA may prepare and request that the member or associated person execute a letter accepting a finding of violation, consenting to the imposition of sanctions, and agreeing to waive such member's or associated person's right to a hearing before a hearing panel, and any right of appeal to the National Adjudicatory Council, the SEC, and the courts, or to otherwise challenge the validity of the letter, if the letter is accepted. The letter shall describe the act or practice engaged in or omitted, the rule, regulation, or statutory provision violated, and the sanction or sanctions to be imposed.

Morgan Stanley & Co. Incorporated
AWC/2007011134001

Peter Christian Dunne
OS/2007011937002

Jennifer Anne Jordan
2005001919501

Rodney Lee Cantrell
AWC/2007009405901

Name Redacted
AWC/2007009784401

RBC Capital Markets Corporation
OS/2005002206701

Robert Bassari (Principal)
AWC/2008013061401

David Travis Weitz
AWC/2007011496201

Jamie Patrick Lake
AWC/2009017481401

Stephanie Murch Haggerty
AWC/2007011496202

Wedge Securities, LLC
AWC/2007011191101

Ladenburg Thalmann & Co., Inc.
AWC/2007009479501

Robert Eugene Strong (Principal)
C0420050005

Choice Investments, Inc. and Donald Arthur Itzen (Principal)
AWC/2007007159701

James Stanley Gossett
AWC/2007008653501

First Dallas Securities, Inc. and Eric Jay Marshall (Principal)
AWC/2007007161501